| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2022-01-27 | - |
| Rep | 就证券提供意见 | 2022-01-27 | - | |
| Rep | 证券交易 | 2021-11-24 | - | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2021-11-24 | - |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期货合约交易 | 2020-11-11 | 2021-11-05 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 证券交易 | 2020-07-14 | 2021-11-05 |
| Grit Securities Limited | Rep | 证券交易 | 2019-06-24 | 2020-07-10 |
| JOINCAP CAPITAL LIMITED | Rep | 就证券提供意见 | 2019-06-24 | 2020-07-10 |
| Rep | 提供资产管理 | 2019-06-24 | 2020-07-10 |
已采集记录中暂无金管局登记。