| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | 证券交易 | 2021-01-13 | 2022-08-12 |
| Rep | 证券交易 | 2020-09-18 | 2021-01-13 | |
| BestEx Asia Limited | Rep | 证券交易 | 2019-02-01 | 2020-09-02 |
| RO | 证券交易 | 2017-01-17 | 2019-02-01 | |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2014-10-20 | 2016-02-24 |
| Rep | 提供自动化交易服务 | 2014-10-20 | 2016-02-24 | |
| Rep | 期货合约交易 | 2014-10-20 | 2016-02-24 | |
| Rep | 证券交易 | 2014-10-20 | 2016-02-24 |