| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Opus Capital Limited (HK) | Rep | 证券交易 | 2025-11-03 | - |
| UZen Securities Limited | Rep | 证券交易 | 2022-11-24 | 2024-11-15 |
| Opus Capital Limited (HK) | Rep | 就机构融资提供意见 | 2020-09-21 | - |
| Rep | 证券交易 | 2020-09-21 | 2022-12-10 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2019-07-04 | 2019-09-14 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2019-07-04 | 2019-09-14 |