| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2016-12-19 | 2017-08-15 |
| Rep | 证券交易 | 2016-03-16 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2015-11-25 | 2017-08-15 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2014-10-31 | 2015-09-22 |
| Rep | 证券交易 | 2014-10-31 | 2015-09-22 |