| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-09-17 | - |
| Rep | 证券交易 | 2019-09-09 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2019-09-09 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2017-12-04 | 2019-07-08 |
| Asiya Investments Hong Kong Limited | Rep | 就证券提供意见 | 2016-01-21 | 2016-09-26 |
| Rep | 提供资产管理 | 2016-01-21 | 2016-09-26 | |
| LIGHT & SALT CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-11-04 | 2015-12-31 |
已采集记录中暂无金管局登记。