| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-06-15 | - |
| Rep | 证券交易 | 2021-06-15 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-06-15 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2020-07-06 | 2021-05-24 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2020-07-06 | 2021-05-24 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2020-06-10 | 2021-05-24 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2020-06-10 | 2021-05-24 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2019-08-06 | 2020-04-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2017-10-06 | 2020-04-24 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2014-12-09 | 2020-04-24 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2014-11-04 | 2014-11-20 |
已采集记录中暂无金管局登记。