| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2026-09-04 | - |
| Rep | 证券交易 | 2026-09-04 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2026-09-04 | - |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-08-31 | 2023-08-11 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2014-11-10 | 2026-05-13 |