| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | RO | 就证券提供意见 | 2026-06-17 | - |
| RO | 提供资产管理 | 2026-06-17 | - | |
| RO | 期货合约交易 | 2026-06-17 | - | |
| RO | 证券交易 | 2026-06-17 | - | |
| Rep | 就证券提供意见 | 2026-03-19 | 2026-06-17 | |
| Rep | 提供资产管理 | 2026-03-19 | 2026-06-17 | |
| Rep | 期货合约交易 | 2026-03-19 | 2026-06-17 | |
| Rep | 证券交易 | 2026-03-19 | 2026-06-17 | |
| JMC Capital International Limited | RO | 就期货合约提供意见 | 2023-11-17 | 2026-01-09 |
| RO | 就证券提供意见 | 2023-11-17 | 2026-01-09 | |
| RO | 期货合约交易 | 2023-11-17 | 2026-01-09 | |
| RO | 证券交易 | 2023-11-17 | 2026-01-09 | |
| JMC Capital HK Limited | RO | 就证券提供意见 | 2023-01-04 | 2026-01-09 |
| RO | 提供资产管理 | 2023-01-04 | 2026-01-09 | |
| RO | 证券交易 | 2023-01-04 | 2026-01-09 | |
| Rep | 就证券提供意见 | 2022-10-31 | 2023-01-04 | |
| Rep | 提供资产管理 | 2022-10-31 | 2023-01-04 | |
| Rep | 证券交易 | 2022-10-31 | 2023-01-04 | |
| RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED | RO | 就证券提供意见 | 2020-09-24 | 2022-09-14 |
| RO | 提供资产管理 | 2020-09-24 | 2022-09-14 | |
| RO | 证券交易 | 2020-09-24 | 2022-09-14 | |
| LAMTEX SECURITIES LIMITED | RO | 就证券提供意见 | 2017-10-04 | 2020-05-24 |
| RO | 证券交易 | 2017-10-04 | 2020-05-24 | |
| Rep | 就证券提供意见 | 2017-06-02 | 2017-10-04 | |
| Rep | 提供资产管理 | 2017-06-02 | 2020-05-24 | |
| Rep | 证券交易 | 2015-06-17 | 2017-10-04 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-11-14 | 2015-06-05 |
已采集记录中暂无金管局登记。