| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | 就证券提供意见 | 2022-01-07 | - |
| Rep | 提供资产管理 | 2022-01-07 | - | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | 就证券提供意见 | 2020-07-13 | 2021-12-17 |
| Rep | 提供资产管理 | 2020-07-13 | 2021-12-17 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2018-12-14 | 2020-06-30 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-12-14 | 2020-06-30 |
| Rep | 证券交易 | 2018-12-14 | 2020-06-30 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2016-11-15 | 2018-01-15 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-11-14 | 2016-11-14 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2014-11-14 | 2016-11-14 |
已采集记录中暂无金管局登记。