| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2022-06-07 | - |
| Rep | 证券交易 | 2022-06-07 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2021-08-20 | 2022-02-23 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-06-14 | 2021-05-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-06-14 | 2021-05-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就机构融资提供意见 | 2015-11-16 | 2017-05-21 |
| Rep | 证券交易 | 2015-11-16 | 2017-05-21 | |
| Octal Capital Limited | Rep | 就机构融资提供意见 | 2014-11-17 | 2015-11-14 |
| Rep | 证券交易 | 2014-11-17 | 2015-11-14 |
已采集记录中暂无金管局登记。