| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Chiyu International Capital Limited | RO | 就证券提供意见 | 2019-08-28 | - |
| RO | 证券交易 | 2019-08-28 | - | |
| RO | 就机构融资提供意见 | 2019-08-28 | 2023-02-14 | |
| Rep | 就机构融资提供意见 | 2019-07-15 | 2019-08-28 | |
| Rep | 就证券提供意见 | 2019-07-15 | 2019-08-28 | |
| Rep | 证券交易 | 2019-07-15 | 2019-08-28 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2019-01-02 | 2019-03-08 |
| Rep | 期货合约交易 | 2017-12-13 | 2019-01-02 | |
| Rep | 就证券提供意见 | 2017-09-13 | 2019-03-08 | |
| Rep | 证券交易 | 2017-09-13 | 2019-03-08 | |
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2017-03-08 | 2017-05-19 |
| Rep | 证券交易 | 2017-03-08 | 2017-05-19 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2014-11-21 | 2017-01-01 |