| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-11-19 | - |
| Interactive Brokers Hong Kong Limited | Rep | 杠杆式外汇交易 | 2016-08-16 | 2018-02-16 |
| Rep | 期货合约交易 | 2016-05-11 | 2018-02-16 | |
| Rep | 证券交易 | 2016-04-07 | 2018-02-16 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-08-21 | 2015-11-19 |
| Rep | 证券交易 | 2015-08-21 | 2015-11-19 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2014-11-27 | 2015-08-10 |
| Rep | 证券交易 | 2014-11-27 | 2015-08-10 |
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