| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2022-05-10 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2022-05-10 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-07-08 | 2021-10-15 |
| Rep | 证券交易 | 2019-07-08 | 2022-04-19 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-03 | 2019-05-30 |
| Rep | 提供资产管理 | 2018-10-03 | 2019-05-30 | |
| Rep | 证券交易 | 2018-10-03 | 2019-05-30 | |
| SPDB International Capital Limited | Rep | 证券交易 | 2017-09-15 | 2018-09-17 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2016-07-29 | 2017-07-24 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2015-10-20 | 2017-07-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2014-11-27 | 2015-09-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-11-27 | 2015-09-26 |
| Rep | 证券交易 | 2014-11-27 | 2015-09-26 |
已采集记录中暂无金管局登记。