| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2026-07-06 | - |
| RO | 提供资产管理 | 2026-07-06 | - | |
| RO | 证券交易 | 2026-07-06 | - | |
| Rep | 就证券提供意见 | 2026-05-29 | 2026-07-06 | |
| Rep | 提供资产管理 | 2026-05-29 | 2026-07-06 | |
| Rep | 证券交易 | 2026-05-29 | 2026-07-06 | |
| Solomon JFZ (Asia) Holdings Limited | RO | 就证券提供意见 | 2025-08-15 | 2026-02-11 |
| RO | 提供资产管理 | 2025-08-15 | 2026-02-11 | |
| RO | 证券交易 | 2025-08-15 | 2026-02-11 | |
| GigaMoney Limited | RO | 证券交易 | 2024-09-06 | 2025-02-28 |
| Far East Horizon Asset Management Limited | Rep | 就证券提供意见 | 2022-05-26 | 2024-07-08 |
| Rep | 提供资产管理 | 2022-05-26 | 2024-07-08 | |
| Tongfang Securities Limited | Rep | 就证券提供意见 | 2021-09-16 | 2021-12-31 |
| Rep | 提供资产管理 | 2021-09-16 | 2021-12-31 | |
| Rep | 证券交易 | 2021-09-16 | 2021-12-31 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 提供资产管理 | 2019-12-24 | 2021-08-07 |
| Rep | 提供资产管理 | 2019-08-26 | 2019-12-24 | |
| Rep | 就证券提供意见 | 2019-07-16 | 2021-08-07 | |
| Rep | 证券交易 | 2019-07-16 | 2021-08-07 | |
| Rep | 就证券提供意见 | 2016-10-11 | 2018-04-30 | |
| Rep | 提供资产管理 | 2016-10-11 | 2018-04-30 | |
| Forwin Securities Group Limited | Rep | 证券交易 | 2015-07-17 | 2016-09-15 |
| Forwin Capital Management Limited | Rep | 就证券提供意见 | 2014-12-01 | 2016-09-15 |
| Rep | 提供资产管理 | 2014-12-01 | 2016-09-15 |
已采集记录中暂无金管局登记。