| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2022-01-26 | - |
| RO | 就证券提供意见 | 2022-01-26 | - | |
| CLSA LIMITED | RO | 就证券提供意见 | 2022-01-26 | - |
| RO | 证券交易 | 2022-01-26 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2019-06-05 | 2022-01-26 |
| Rep | 就证券提供意见 | 2019-06-05 | 2022-01-26 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2019-06-05 | 2022-01-26 |
| Rep | 证券交易 | 2019-06-05 | 2022-01-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-12-01 | 2019-05-31 |