| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Zhonghui International Asset Management Company Limited | RO | 提供资产管理 | 2026-04-02 | - |
| China United Merchants Asset Management Company Limited | RO | 就证券提供意见 | 2025-04-28 | 2025-12-25 |
| RO | 提供资产管理 | 2025-04-28 | 2025-12-25 | |
| RO | 证券交易 | 2025-04-28 | 2025-12-25 | |
| TFI Asset Management Limited | RO | 就期货合约提供意见 | 2023-09-01 | 2025-02-11 |
| RO | 就证券提供意见 | 2023-09-01 | 2025-02-11 | |
| RO | 提供资产管理 | 2023-09-01 | 2025-02-11 | |
| Rep | 就期货合约提供意见 | 2023-07-10 | 2023-09-01 | |
| Rep | 就证券提供意见 | 2023-07-10 | 2023-09-01 | |
| Rep | 提供资产管理 | 2023-07-10 | 2023-09-01 | |
| QUAM ASSET MANAGEMENT LIMITED | RO | 证券交易 | 2021-08-19 | 2023-05-19 |
| Rep | 证券交易 | 2020-04-20 | 2021-08-19 | |
| RO | 就证券提供意见 | 2019-04-30 | 2023-05-19 | |
| RO | 提供资产管理 | 2019-02-27 | 2023-05-19 | |
| Rep | 提供资产管理 | 2018-10-08 | 2019-02-27 | |
| Rep | 就证券提供意见 | 2018-10-08 | 2019-04-30 | |
| Quam Securities Limited | Rep | 证券交易 | 2018-10-08 | 2020-04-20 |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | 提供资产管理 | 2018-05-15 | 2018-09-16 |
| Rep | 提供资产管理 | 2017-06-12 | 2018-05-15 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-06-12 | 2018-09-16 |
| Rep | 证券交易 | 2017-06-12 | 2018-09-16 | |
| CMBC International Securities Limited | Rep | 就证券提供意见 | 2017-06-01 | 2017-06-12 |
| Rep | 证券交易 | 2017-06-01 | 2017-06-12 | |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-06-06 | 2017-04-13 |
| Rep | 提供资产管理 | 2014-12-09 | 2017-04-13 |
金管局记录暂时无法加载，请稍后重试。