| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2026-01-09 | - |
| Rep | 期货合约交易 | 2026-01-09 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2026-01-09 | - |
| Rep | 证券交易 | 2026-01-09 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2021-07-06 | 2025-12-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-07-06 | 2025-12-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-06-25 | 2025-12-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2021-06-25 | 2025-12-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-12-10 | 2021-03-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-12-10 | 2021-03-31 |
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