| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2025-02-26 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2025-02-26 | - |
| Rep | 证券交易 | 2025-02-26 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2022-08-16 | 2024-11-15 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2022-08-16 | 2024-11-15 |
| Rep | 证券交易 | 2022-08-16 | 2024-11-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-08-26 | 2022-06-01 |
| Rep | 证券交易 | 2019-08-26 | 2022-06-01 |