| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grant Samuel (Hong Kong) Limited | RO | 就机构融资提供意见 | 2024-12-06 | - |
| Solomon JFZ (Asia) Holdings Limited | RO | 就机构融资提供意见 | 2021-05-13 | 2022-09-24 |
| Grand Moore Capital Limited | Rep | 证券交易 | 2018-02-21 | 2020-10-16 |
| Rep | 就机构融资提供意见 | 2017-12-29 | 2020-10-16 | |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-03-22 | 2017-12-15 |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-12-15 | 2015-12-17 |
| Rep | 证券交易 | 2015-12-15 | 2015-12-17 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-12-15 | 2015-11-20 |
| Rep | 证券交易 | 2014-12-15 | 2015-11-20 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 证券交易 | 2014-12-15 | 2015-11-20 |
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