| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2022-07-04 | 2022-12-04 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2022-07-04 | 2022-12-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-02-04 | 2022-06-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2019-08-28 | 2022-06-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2019-08-28 | 2022-06-19 |