| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2024-11-13 | 2026-08-14 |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2021-04-14 | 2026-08-14 |
| RO | 就机构融资提供意见 | 2020-05-13 | 2021-04-14 | |
| Rep | 就机构融资提供意见 | 2016-09-22 | 2020-05-13 | |
| Rep | 证券交易 | 2016-09-22 | 2026-08-14 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2014-12-19 | 2016-04-09 |