| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2021-01-06 | 2021-08-25 |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2019-09-13 | 2021-08-25 |
| Rep | 证券交易 | 2019-09-13 | 2021-08-25 | |
| CLSA LIMITED | Rep | 证券交易 | 2019-09-13 | 2020-05-06 |