| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2024-11-07 | - |
| Rep | 期货合约交易 | 2024-11-07 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2024-09-06 | 2024-09-19 |
| Rep | 证券交易 | 2024-09-06 | 2024-09-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2019-09-20 | 2021-05-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2019-09-20 | 2021-05-30 |
| Rep | 证券交易 | 2019-09-20 | 2021-05-30 |
已采集记录中暂无金管局登记。