| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2025-10-09 | - |
| RO | 证券交易 | 2025-10-09 | - | |
| Rep | 就证券提供意见 | 2022-10-11 | 2025-10-09 | |
| Rep | 证券交易 | 2022-10-11 | 2025-10-09 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2019-09-23 | 2021-01-18 |
| Rep | 证券交易 | 2019-09-23 | 2021-01-18 |