| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2022-08-02 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2017-10-27 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2017-10-27 | - |
| Rep | 证券交易 | 2017-10-27 | - | |
| NATIXIS ASIA LIMITED | RO | 就期货合约提供意见 | 2015-11-10 | 2017-04-13 |
| RO | 就证券提供意见 | 2015-11-10 | 2017-04-13 | |
| RO | 期货合约交易 | 2015-11-10 | 2017-04-13 | |
| RO | 证券交易 | 2015-11-10 | 2017-04-13 | |
| Rep | 就期货合约提供意见 | 2015-01-20 | 2015-11-10 | |
| Rep | 就证券提供意见 | 2015-01-20 | 2015-11-10 | |
| Rep | 期货合约交易 | 2015-01-20 | 2015-11-10 | |
| Rep | 证券交易 | 2015-01-20 | 2015-11-10 |