| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited | Rep | 提供资产管理 | 2023-07-13 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2016-11-07 | 2020-11-06 |
| Rep | 期货合约交易 | 2016-11-07 | 2020-11-06 | |
| Rep | 证券交易 | 2016-11-07 | 2020-11-06 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-08-21 | 2016-10-26 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-08-21 | 2016-10-26 |
| Rep | 证券交易 | 2015-08-21 | 2016-10-26 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2015-01-21 | 2015-04-02 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2015-01-21 | 2015-04-02 |