| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2026-08-17 | - |
| Rep | 就证券提供意见 | 2026-08-17 | - | |
| Rep | 证券交易 | 2026-08-17 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2026-08-17 | - |
| Rep | 期货合约交易 | 2026-08-17 | - | |
| Rep | 证券交易 | 2026-08-17 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2018-07-05 | 2026-05-16 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2018-07-05 | 2026-05-16 |
| Rep | 期货合约交易 | 2018-07-05 | 2026-05-16 | |
| Rep | 证券交易 | 2018-07-05 | 2026-05-16 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2015-02-06 | 2018-05-04 |
| Rep | 期货合约交易 | 2015-02-06 | 2018-05-04 | |
| Rep | 证券交易 | 2015-02-06 | 2018-05-04 |