| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Lego Asset Management Limited | RO | 就证券提供意见 | 2026-07-28 | - |
| Rep | 提供资产管理 | 2026-07-28 | - | |
| Lego Securities Limited | RO | 证券交易 | 2026-04-01 | - |
| Rep | 证券交易 | 2026-02-10 | 2026-04-01 | |
| SDHG International Securities Limited | RO | 证券交易 | 2023-01-11 | 2025-12-31 |
| Rep | 证券交易 | 2022-11-25 | 2023-01-11 | |
| Realord Asia Pacific Asset Management Limited | RO | 就证券提供意见 | 2022-03-07 | 2022-10-13 |
| RO | 提供资产管理 | 2022-03-07 | 2022-10-13 | |
| Realord Asia Pacific Securities Limited | Rep | 期货合约交易 | 2022-03-07 | 2022-06-13 |
| RO | 证券交易 | 2022-03-07 | 2022-10-13 | |
| SUNFUND FUND MANAGEMENT LIMITED | RO | 提供资产管理 | 2020-11-03 | 2021-11-30 |
| SUNFUND SECURITIES LIMITED | RO | 就证券提供意见 | 2020-11-03 | 2021-11-30 |
| RO | 证券交易 | 2020-05-27 | 2021-11-30 | |
| Rep | 证券交易 | 2020-05-05 | 2020-05-27 | |
| Lego Securities Limited | RO | 证券交易 | 2019-05-23 | 2020-04-20 |
| Rep | 证券交易 | 2018-08-01 | 2019-05-23 | |
| Mason Securities Limited | Rep | 证券交易 | 2017-12-22 | 2018-07-25 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-12-22 | 2018-07-25 |
| Lego Securities Limited | Rep | 证券交易 | 2017-06-07 | 2017-12-08 |
| WOCOM LIMITED (HK) | Rep | 期货合约交易 | 2015-02-09 | 2017-05-08 |
| WOCOM SECURITIES LIMITED | Rep | 证券交易 | 2015-02-09 | 2017-05-08 |
已采集记录中暂无金管局登记。