| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-06-20 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2018-06-13 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2018-06-13 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2015-02-10 | 2018-05-18 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2015-02-10 | 2018-05-18 |