| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2026-08-24 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2025-04-22 | 2026-07-31 |
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2025-03-10 | 2026-07-31 |
| Rep | 证券交易 | 2021-09-23 | 2026-07-31 | |
| Rep | 就机构融资提供意见 | 2021-08-13 | 2025-03-10 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2016-10-27 | 2021-07-02 |
| Soochow Securities International Capital Limited | Rep | 就机构融资提供意见 | 2015-02-11 | 2016-09-24 |
已采集记录中暂无金管局登记。