| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就机构融资提供意见 | 2026-08-17 | - |
| Rep | 就证券提供意见 | 2026-08-17 | - | |
| Rep | 证券交易 | 2026-08-17 | - | |
| RO | 就机构融资提供意见 | 2025-12-22 | 2026-08-17 | |
| RO | 就证券提供意见 | 2025-12-22 | 2026-08-17 | |
| RO | 证券交易 | 2025-12-22 | 2026-08-17 | |
| Rep | 就机构融资提供意见 | 2023-09-27 | 2025-12-22 | |
| Rep | 就证券提供意见 | 2023-09-27 | 2025-12-22 | |
| Rep | 证券交易 | 2023-09-27 | 2025-12-22 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-11-30 | 2023-08-23 |
| Rep | 就证券提供意见 | 2021-11-15 | 2023-08-23 | |
| CLSA LIMITED | Rep | 证券交易 | 2021-11-15 | 2023-08-23 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2020-05-12 | 2021-10-28 |
| Rep | 证券交易 | 2020-05-12 | 2021-10-28 | |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-11-01 | 2020-04-03 |
| Rep | 提供资产管理 | 2019-11-01 | 2020-04-03 | |
| Rep | 证券交易 | 2019-11-01 | 2020-04-03 |
已采集记录中暂无金管局登记。