| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-03-28 | 2019-04-03 |
| Rep | 证券交易 | 2018-10-25 | 2018-11-02 | |
| Rep | 证券交易 | 2018-03-15 | 2018-03-21 | |
| Rep | 证券交易 | 2017-10-26 | 2017-11-04 | |
| Rep | 证券交易 | 2017-03-09 | 2017-03-15 | |
| Rep | 证券交易 | 2016-10-20 | 2016-10-28 | |
| Rep | 证券交易 | 2016-04-14 | 2016-04-22 | |
| Rep | 证券交易 | 2015-11-13 | 2015-11-23 | |
| Rep | 证券交易 | 2015-02-27 | 2015-03-08 |