| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2021-01-04 | 2022-03-23 |
| Rep | 证券交易 | 2021-01-04 | 2022-03-23 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2018-05-28 | 2020-09-30 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2015-03-02 | 2018-04-27 |