| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | RO | 期货合约交易 | 2020-10-29 | - |
| RO | 证券交易 | 2020-10-29 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2020-01-10 | - |
| Rep | 证券交易 | 2020-01-10 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2020-01-10 | 2020-10-29 |
| Rep | 证券交易 | 2020-01-10 | 2020-10-29 | |
| SG SECURITIES (HK) LIMITED | RO | 提供自动化交易服务 | 2018-07-31 | 2019-09-06 |
| RO | 期货合约交易 | 2018-07-31 | 2019-09-06 | |
| RO | 证券交易 | 2018-07-31 | 2019-09-06 | |
| Rep | 提供自动化交易服务 | 2015-03-03 | 2018-07-31 | |
| Rep | 期货合约交易 | 2015-03-03 | 2018-07-31 | |
| Rep | 证券交易 | 2015-03-03 | 2018-07-31 |