| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-11-12 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2020-11-12 | - |
| Open Securities Limited | Rep | 就证券提供意见 | 2017-11-29 | 2020-10-18 |
| Rep | 期货合约交易 | 2017-11-29 | 2020-10-18 | |
| Rep | 证券交易 | 2017-11-29 | 2020-10-18 | |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2017-03-10 | 2017-11-15 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期货合约交易 | 2015-04-10 | 2017-02-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2015-03-04 | 2015-03-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-03-04 | 2015-03-21 |
| Rep | 证券交易 | 2015-03-04 | 2015-03-21 |
已采集记录中暂无金管局登记。