| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-10-24 | 2019-10-31 |
| Rep | 证券交易 | 2019-07-15 | 2019-07-19 | |
| Rep | 证券交易 | 2019-03-15 | 2019-03-20 | |
| Rep | 证券交易 | 2018-10-29 | 2018-11-02 | |
| Rep | 证券交易 | 2017-10-26 | 2017-11-04 | |
| Rep | 证券交易 | 2017-03-13 | 2017-03-17 | |
| Rep | 证券交易 | 2016-10-24 | 2016-10-29 | |
| Rep | 证券交易 | 2016-03-18 | 2016-03-26 | |
| Rep | 证券交易 | 2015-11-16 | 2015-11-23 | |
| Rep | 证券交易 | 2015-03-06 | 2015-03-13 |