| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2017-12-07 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2017-06-05 | 2017-08-23 |
| Rep | 就证券提供意见 | 2016-07-15 | 2017-08-23 | |
| Rep | 证券交易 | 2016-07-15 | 2017-08-23 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2015-03-11 | 2016-04-21 |
已采集记录中暂无金管局登记。