| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2021-09-24 | - |
| Rep | 证券交易 | 2021-09-24 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2021-09-24 | - |
| Rep | 期货合约交易 | 2021-09-24 | - | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-10-16 | 2021-06-18 |
| Rep | 期货合约交易 | 2020-10-16 | 2021-06-18 | |
| Rep | 就证券提供意见 | 2020-01-02 | 2021-06-18 | |
| Rep | 证券交易 | 2020-01-02 | 2021-06-18 | |
| MUFG Securities Asia Limited | Rep | 期货合约交易 | 2016-04-14 | 2019-09-16 |
| Rep | 证券交易 | 2015-03-16 | 2019-09-16 |