| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-09-01 | 2025-12-04 |
| RO | 证券交易 | 2020-02-25 | 2020-09-01 | |
| Rep | 证券交易 | 2017-03-02 | 2020-02-25 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2016-02-18 | 2016-04-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2015-03-16 | 2015-04-21 |