| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | 期货合约交易 | 2025-05-02 | - |
| Rep | 证券交易 | 2025-05-02 | - | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2021-07-16 | 2024-10-31 |
| Rep | 证券交易 | 2021-07-16 | 2024-10-31 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2021-04-19 | 2024-10-31 |
| Rep | 证券交易 | 2021-04-19 | 2024-10-31 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2020-05-06 | 2022-11-02 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2020-05-06 | 2024-10-31 |
| Rep | 期货合约交易 | 2020-05-06 | 2024-10-31 | |
| Rep | 证券交易 | 2020-05-06 | 2024-10-31 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2019-11-20 | 2020-09-23 |
| Rep | 证券交易 | 2019-11-20 | 2020-09-23 |
已采集记录中暂无金管局登记。