| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-06-11 | - |
| Rep | 证券交易 | 2026-06-11 | - | |
| Sucden Financial (HK) Limited | Rep | 杠杆式外汇交易 | 2019-05-30 | 2020-01-10 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2015-03-18 | 2016-02-20 |
| Rep | 提供资产管理 | 2015-03-18 | 2016-02-20 | |
| Rep | 证券交易 | 2015-03-18 | 2016-02-20 |