| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2024-04-11 | 2025-11-10 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2021-11-17 | 2023-11-02 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2020-06-12 | 2021-09-30 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2020-06-12 | 2021-09-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2015-03-27 | 2016-05-26 |
| Rep | 就机构融资提供意见 | 2015-03-27 | 2016-10-28 |