| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORTUS CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2018-11-28 | 2020-10-28 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2017-07-28 | 2018-11-14 |
| Rep | 就证券提供意见 | 2017-07-28 | 2018-11-14 | |
| Rep | 提供资产管理 | 2017-07-28 | 2018-11-14 | |
| WELLCHAMP CAPITAL LIMITED | Rep | 提供资产管理 | 2016-01-14 | 2017-04-07 |
| Rep | 就证券提供意见 | 2015-07-22 | 2017-04-07 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2015-03-27 | 2015-07-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2015-03-27 | 2015-07-11 |