| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2017-10-17 | 2019-11-27 |
| Rep | 证券交易 | 2017-10-17 | 2019-11-27 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-03-29 | 2017-09-04 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2016-03-29 | 2017-09-04 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 证券交易 | 2015-03-27 | 2015-10-09 |