| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2023-12-01 | - |
| RO | 证券交易 | 2023-12-01 | - | |
| Rep | 就证券提供意见 | 2019-11-29 | - | |
| Rep | 证券交易 | 2019-11-29 | 2023-12-01 | |
| Rep | 就机构融资提供意见 | 2019-11-01 | 2023-12-01 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2018-11-22 | 2019-09-26 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2015-04-02 | 2018-11-15 |
| Rep | 就证券提供意见 | 2015-04-02 | 2018-11-15 | |
| Rep | 证券交易 | 2015-04-02 | 2018-11-15 |