| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EXCELLENT TIDE SECURITIES LIMITED | Rep | 提供资产管理 | 2026-10-08 | - |
| RO | 就证券提供意见 | 2025-04-07 | - | |
| RO | 证券交易 | 2025-04-07 | - | |
| Rep | 就证券提供意见 | 2024-11-27 | 2025-04-07 | |
| Rep | 证券交易 | 2024-11-27 | 2025-04-07 | |
| VALUABLE CAPITAL LIMITED | Rep | 期货合约交易 | 2020-12-11 | 2024-10-25 |
| Rep | 证券交易 | 2020-12-11 | 2024-10-25 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-09-22 | 2020-11-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-09-22 | 2020-11-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2016-07-14 | 2017-09-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2016-07-14 | 2017-09-02 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2015-04-08 | 2015-09-23 |
已采集记录中暂无金管局登记。