| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-08-21 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2024-04-26 | - |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2023-07-20 | 2023-09-26 |
| Rep | 证券交易 | 2023-07-20 | 2023-09-26 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2020-04-16 | 2023-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2019-12-23 | 2023-06-30 |