| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2023-11-22 | - |
| RO | 证券交易 | 2023-11-22 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2023-11-22 | - |
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2020-10-20 | 2022-05-31 |
| RO | 证券交易 | 2020-10-20 | 2022-05-31 | |
| Rep | 就证券提供意见 | 2019-12-30 | 2020-10-20 | |
| Rep | 证券交易 | 2019-12-30 | 2020-10-20 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2019-12-30 | 2022-05-31 |