| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS ASIA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2025-10-22 | - |
| Rep | 就证券提供意见 | 2025-10-22 | - | |
| Rep | 证券交易 | 2025-10-22 | - | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2021-03-24 | 2021-09-07 |
| Rep | 就证券提供意见 | 2021-03-24 | 2021-09-07 | |
| Rep | 证券交易 | 2021-03-11 | 2021-09-07 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2019-12-30 | 2021-01-31 |
| 注册机构 | 受规管活动 | 金管局角色 | 职位 | 开始日期 | 结束日期 | 状态 |
|---|---|---|---|---|---|---|
| DBS BANK LTD. | 证券交易 | 非主管人员 | SPECIALIST, FIXED INCOME ORIGINATION - STRUCTURING & EXECUTION, GLOBAL FINANCIAL MARKETS | 2021-10-26 | — | 现任 |
| DBS BANK LTD. | 就证券提供意见 | 非主管人员 | SPECIALIST, FIXED INCOME ORIGINATION - STRUCTURING & EXECUTION, GLOBAL FINANCIAL MARKETS | 2021-10-26 | — | 现任 |
| DBS BANK LTD. | 就机构融资提供意见 | 非主管人员 | SPECIALIST, FIXED INCOME ORIGINATION - STRUCTURING & EXECUTION, GLOBAL FINANCIAL MARKETS | 2021-10-26 | — | 现任 |