| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2017-12-15 | 2020-01-21 |
| Rep | 证券交易 | 2017-12-15 | 2020-01-21 | |
| CMB International Securities Limited | Rep | 证券交易 | 2017-12-15 | 2020-01-21 |
| Swissquote Asia Limited | Rep | 杠杆式外汇交易 | 2016-04-20 | 2017-10-28 |
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | Rep | 杠杆式外汇交易 | 2015-04-17 | 2016-04-01 |